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<a href="/insights-events/sec-staff-issues-2025-examination-priorities/">SEC Staff Issues 2025 Examination Priorities</a>

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<a href="/insights-events/massachusetts-court-rules-in-favor-of-closed-end-funds-regarding-majority-rule-bylaw-amendment/">Massachusetts Court Rules in Favor of Closed-End Funds Regarding Majority Rule Bylaw Amendment</a>

<a href="/insights-events/sec-settles-enforcement-proceedings-against-adviser-for-allegedly-misleading-performance-advertising/">SEC Settles Enforcement Proceedings Against Adviser for Allegedly Misleading Investors Regarding Certain ETFs’ ESG-Related Investment Strategies</a>

<a href="/insights-events/sec-settles-enforcement-proceedings-against-adviser-and-broker-dealer-subsidiaries-of-financial-services-firm-including-for-alegged-reg-best-interest-violations-involving-clone-mutual-funds-and-etfs-a/">SEC Settles Enforcement Proceedings Against Dually Registered Broker-Dealer and Investment Adviser for Alleged Violations of Regulation Best Interest</a>

Investment Services Regulatory Update November 2024

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