Vedder provides a full range of services to independent directors serving funds of all sizes and structures, including open- and closed-end funds, interval funds and exchange-traded funds. Our advice spans routine regulatory guidance to the more challenging issues that confront independent directors as the asset management industry evolves.
We regularly provide counsel to independent directors in fund formation matters and with regard to ongoing operational and regulatory issues, including registration statement and shareholder report disclosures, negotiating service provider agreements and compliance programs. We also frequently advise independent directors regarding their obligations in connection with fund mergers, liquidations and other significant transactions.
Vedder’s clients include registered funds, asset managers, broker-dealers, private funds, banks, pension plan sponsors, insurance companies and investment limited partnerships. This depth of experience and diverse client base enables us to provide valuable insight into legal and business issues facing funds and their independent directors, as we are knowledgeable about the full range of issues facing both funds and the investment management industry.
